Privacy Policy
Last Updated: 11/12/2025
Farnam Financial LLC recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. Farnam Financial LLC will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information. Farnam Financial LLC will provide this privacy statement to all clients annually.
We want our clients to understand what information we collect, how we use it, and how we protect your personal information.
Why We Collect Your Information
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What Information We Collect and Maintain
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security Number
- Financial account balances, holdings, and transaction history
- Investment experience, income, and assets
When you are no longer our customer, we continue to share your information as described in this notice.
How We Collect Information
All financial companies need to share clients’ personal information to run their everyday business. For example, to create your financial plan, we need to share your information with our planning software provider. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons Farnam Financial, LLC chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information
- For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
- For our marketing purposes — to offer our products and services to you
Reasons we cannot share your personal information
- For joint marketing with other financial companies
- For our affiliates’ everyday business purposes — information about your transactions and experiences
- For our affiliates’ everyday business purposes — information about your creditworthiness
- For nonaffiliates to market to you
Who We Are
This notice is provided by Farnam Financial, LLC.
How We Protect Your Personal Information
At Farnam Financial, LLC, we take the security of your personal information seriously. To protect your data from unauthorized access and use, we implement security measures that comply with federal law. These include computer safeguards, secured files and buildings, and other physical, electronic, and procedural protections designed to maintain the confidentiality and integrity of your information.
How We Collect Personal Information
We collect personal information in a variety of ways, including when you:
- Sign an investment advisory agreement
- Open an account
- Request investment or financial planning advice
- Share details about your investment or retirement portfolio
This information allows us to provide tailored financial services and maintain accurate records of your relationship with us.
Why You Can’t Limit All Sharing
Federal law gives you the right to limit certain types of information sharing, but not all. You may limit:
- Sharing for affiliates’ everyday business purposes—information about your creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
State laws and individual companies may provide additional rights to limit sharing beyond what federal law requires.
Definitions
Affiliates
Companies related by common ownership or control, which can include both financial and nonfinancial companies.
- Farnam Financial, LLC does not share information with affiliates for marketing purposes.
Nonaffiliates
Companies not related by common ownership or control, which can include both financial and nonfinancial companies.
- Farnam Financial, LLC does not share your information with nonaffiliates for marketing purposes.
Joint Marketing
A formal agreement between nonaffiliated financial companies to jointly market financial products or services.
- Farnam Financial, LLC does not engage in joint marketing.
Other Important Information
Farnam Financial, LLC may share your personal information with a successor advisor in the event of the unexpected death or incapacity of its principal owner(s), or in connection with the firm’s retirement or other change in control.
We may also use artificial intelligence (AI) services provided by nonaffiliated companies to record and transcribe our meetings—with your consent. These services are subject to their own privacy and use policies, which govern how such information may be handled.
By providing your mobile phone number, you consent to receive SMS messages from Farnam Financial LLC related to two-factor authentication. Message frequency may vary. You may receive one SMS message each time you contact us. Standard message and data rates may apply. You may opt out of receiving SMS messages at any time by replying with "STOP" to any SMS message you receive from us. After opting out, you will receive a confirmation message, and we will cease sending SMS messages to your number. If you need assistance or have questions about our SMS service, reply with "HELP" to any SMS message you receive, or contact our customer support team at +1(602) 603-4000.
Your phone number will be handled in accordance with our Privacy Policy. No mobile information will be shared with third parties/affiliates for marketing/promotional purposes. All the above categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties.
Questions?
Call (602) 603-4000